Compliance Manager

IMC Korea Compliance team works closely with our Trading and Technology teams to manage the regulatory risks of our equity market-making activities in Korea. As a Compliance Manager, you’ll play a key role in safeguarding the business while enabling smart, innovative trading in a fast-paced, collaborative environment. This role offers broad exposure to regulatory oversight, trade surveillance, AML/CTF, and compliance operations, giving you the opportunity to make a tangible impact and grow your expertise within a dynamic global organization. Your Core Responsibilities: Regulatory Compliance & Oversight Assist in managing compliance with all applicable Korean laws and regulations Develop and maintain compliance policies and procedures that align with local requirements and global IMC standards. Surveillance & Monitoring Conduct daily trade surveillance in accordance with KRX rules and internal standards. Assist in enhancing surveillance tools and automating compliance monitoring processes. Perform periodic compliance reviews to test adherence to internal policies and regulatory requirements; prepare findings and reports for management. Money Laundering Reporting Officer Responsibilities Serve as the primary point of contact for AML/CFT and sanctions compliance matters in Korea. Oversee IMC Korea’s AML and sanctions screening processes, including name screening, transaction monitoring, and alert management. Maintain and periodically review the AML/CFT framework, ensuring its effectiveness and compliance with relevant local and global standards. Deliver AML and sanctions training for new and existing employees. Training & Compliance Culture Promote a strong compliance culture across IMC Korea by raising awareness of regulatory developments and best practices. Develop and deliver compliance training for new hires and existing employees across relevant areas (e.g., market conduct, AML, sanctions, information barriers). Regulatory reporting & Compliance Operations Prepare and submit regulatory filings and reports as required. Support internal and external audits, inspections, and information requests. Maintain organized documentation, records, and audit trails related to compliance activities. Conduct or support research and investigations related to compliance initiatives or ad-hoc projects. Your Skills and Experience: Bachelor’s degree in finance, Business, Law, or a related field. Must have minimum 5 years’ experience (or 3 years with KICPA or a